-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EaCwbimMCSmDmtoJSFkS7oollw9TGxev3mU+HUQALGlATevo2cBAkaXP8HhOlnTb 5WjQAkDqLuxeKbKkvU5Chw== 0001015402-03-002317.txt : 20030609 0001015402-03-002317.hdr.sgml : 20030609 20030609151624 ACCESSION NUMBER: 0001015402-03-002317 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030609 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOW JONES & CO INC CENTRAL INDEX KEY: 0000029924 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 135034940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-11580 FILM NUMBER: 03737400 BUSINESS ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2124162000 MAIL ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEVENSON BAYNE CENTRAL INDEX KEY: 0001057025 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O HEMEWAY & BARNES (FJM) STREET 2: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172277940 MAIL ADDRESS: STREET 1: C/O HEMEWAY & BARNES STREET 2: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 SC 13D/A 1 baynestevenson13da4.htm BAYNE STEVENSON SC13D A4 Bayne Stevenson SC13D A4

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 

SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No.  4 )*


Dow Jones & Company, Inc.
(Name of Issuer)


Class B Common Stock
(Title of Class of Securities)


260561204
(CUSIP Number)


Dennis R. Delaney, Esq.
Hemenway & Barnes
60 State Street
Boston, MA 02109
(617) 227-7940
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)


May 30, 2003
(Date of Event which Requires Filing of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1 (f) or 240.13d-1(g), check the following box.   [  ]



Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 




SCHEDULE 13D
CUSIP No. 260561204

  1. Names of Reporting Persons.
Bayne Stevenson
I.R.S. Identification No. SSN ###-##-####

  2. Check the Appropriate Box if a Member of a Group*
(a.)  [  ]       (b.)  [  ]

  3. SEC USE ONLY

  4. Source of Funds*
OO

  5. Check if Disclosure of Legal Proceedings Is Required Pursuant to items 2(d) or 2(e)  [  ]

  6. Citizenship or Place of Organization
USA

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
7. Sole Voting Power
8798

8. Shared Voting Power
877562

9. Sole Dispositive Power
8798

10. Shared Dispositive Power
877562

  11. Aggregate Amount Beneficially Owned by Each Reporting Person
886360

  12. Check if the Aggregate Amount Represented by Amount in Row (11) Excludes Certain Shares
(See Instructions)   [  ]

  13. Percent of Class Represented by Amount in Row (11)
4.27%

  14. Type of Reporting Person
OO


2




Item 1. Security and Issuer

                   Class B Common Stock, Dow Jones & Company, Inc., World Financial Center, 200 Liberty Street, New York, New York 10007


Item 2. Identity and Background.


(a)

Name:           Bayne Stevenson


(b)

Residence or business address:           c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109


(c)

Present Principal Occupation or Employment:           Real estate developer, Bayson Company, 35 South Main Street, Hanover, NH 03755


(d)

Criminal Conviction:           No such conviction


(e)

Court or Administrative Proceedings:           Not a party to any such proceeding


(f)

Citizenship:           United States


Item 3. Source and Amount of Funds or Other Consideration:

                   Securities were not purchased. The undersigned acquired the shares in his capacity as co-trustee upon being appointed a co-trustee for trusts holding the shares.


Item 4. Purpose of Transaction

            State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in:

                  The undersigned was appointed as trustee with no objective other than to carry out the terms of the respective trusts. There are no plans or proposals as described in (a)-(j) of the instructions to Item 4. Securities of the issuer may from time to time be acquired or disposed of in the ordinary course of carrying out the terms of the several trusts.




3


(a)

The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer;

         


(b)

An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;

         


(c)

A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries;

         


(d)

Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

         


(e)

Any material change in the present capitalization or dividend policy of the issuer;

         


(f)

Any other material change in the issuer's business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940;

         


(g)

Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

         


(h)

Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;

         


(i)

A class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or

         


(j)

Any action similar to any of those enumerated above.

         



Item 5. Interest in Securities of the Issuer.


(a)

         See items 11 and 13 of the cover page.


(b)

         (1) The undersigned shares the voting and dispositive power as a co-trustee over 877,561 shares of the issuer's common stock with the following persons:
         
         (A) With Jean B. Stevenson over 344,359 shares of stock;
         (B) With Roy A. Hammer, Rhoderick B. MacLeod, and Elizabeth Steele over 522,173 shares of stock;
         (C) With Michael B. Elefante over 8000 shares of stock; and
         (D) With State Street Bank and Trust Company over 3,029 shares of stock.
         (2)(A)(i) Roy A. Hammer, Esq. and Michael B. Elefante;
          (ii) Hemenway & Barnes, 60 State
         Street, Boston, MA 02109-1899;
         (iii) attorneys and professional fiduciaries;
          (iv) no such conviction;
         (v) not a party to any such proceedings; and
         (vi) United States.
         
         (B)(i) Elizabeth Steele;
          (ii) c/o Hemenway & Barnes, 60 State
         Street, Boston, MA 02109-1899;
         (iii) real estate developer;
          (iv) no such conviction;
         (v) not a party to any such proceedings; and
         (vi) United States.
         
         (C)(i) Rhoderick B. Macleod;
          (ii) c/o Hemenway & Barnes, 60 State
         Street, Boston, MA 02109-1899;
         (iii) retired;
          (iv) no such conviction;
         (v) not a party to any such proceedings; and
         (vi) United States.
         
         (D)(i) State Street Bank & Trust Company;
          (ii) 225 Franklin Street, Boston, MA 02109;
         (iii) principal business is banking and trust management;
          (iv) no such conviction;
         (v) not a party to any such proceedings; and
         (vi) United States.
         
         
         (E)(i) Jean B. Stevenson;
          (ii) c/o Hemenway & Barnes, 60 State
         Street, Boston, MA 02109-1899;
         (iii) decorator;
          (iv) no such conviction;
          ;(v) not a party to any such proceedings; and
         (vi) United States.


(c)

         Not applicable.



(d)

         The governing instruments of the trusts direct the trustees as to the payment of income and/or principal to and among certain designated beneficiaries. No beneficiary has a right to receive dividends from or proceeds from the sale of securities except as provided in the applicable governing instrument.


(e)

         May 30, 2003


Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

                   There are no such contracts, arrangements, understandings or relationships, except for the legal responsibilities of the undersigned and his co-trustees to act together in carrying out the terms of the applicable governing instruments.



4



Item 7. Material to be Filed as Exhibits.

                   There are no relevant materials to be filed herewith.


Signature

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date:  June 09, 2003
  Bayne Stevenson

  By: /s/ Dennis R. Delaney
      Dennis R. Delaney
  Title:    Attorney-in-Fact for Bayne Stevenson 
 


5


EX-24.1 3 ex24-1.htm EXHIBIT 24.1 POWER OF ATTORNEY Exhibit 24.1 Power of Attorney

LIMITED DURABLE POWER OF ATTORNEY

I, Bayne Stevenson of Hanover, NH appoint each of Frederic J. Marx of Boston, Massachusetts and Dennis R. Delaney of Harvard, Massachusetts as my true and lawful Attorney with authority to prepare, execute on my behalf and file with the appropriate persons, including the Securities and Exchange Commission, any and all reports required to be filed by me under Section 13 and Section 16 of the Securities Exchange Act of 1934, as amended, including without limitation Form ID, Schedule 13D, Form 3, Form 4 and Form 5, upon such terms and in such manner as my Attorney may determine,

I authorize my Attorney to appoint one or more additional Attorneys and to substitute one or more Attorneys for any of them for any or all of the aforesaid purposes and to revoke any such appointment or substitution.

The terms "Attorney" and "Attorneys" shall mean any one or more of the persons from time to tune acting pursuant to this power of attorney. If there is more than one Attorney hereunder, any authority granted to my Attorneys may be exercised by any one of them acting individually.

This power of attorney and the authority granted to my Attorneys herein shall not be affected by my subsequent disability or incapacity. Authority hereunder shall continue until revoked and until notice of such revocation is received by my Attorneys.

Any third person may rely on a photocopy of a signed original of this power of attorney if such photocopy is certified by my Attorneys as a true copy of the original.

IN WITNESS WHEREOF I have hereunto set my hand and seal this 2 day of June, 2003.
 

  /s/ Bayne Stevenson
 
Bayne Stevenson
   
 
 
 
     

 
 
 



 

-----END PRIVACY-ENHANCED MESSAGE-----